Regulatory and risk services
What are regulatory and risk services?
Financial Services market participants continued to be challenged by a saturated regulatory change agenda.
Meeting new regulatory requirements has significantly increased infrastructure and operating costs against an environment of challenging revenue growth. Our regulatory and risk services team help Financial Services firms to manage and implement change that is driven by new regulations and strategic risk management objectives.
Our regulatory and risk service consultants combine deep functional and regulatory subject matter expertise with an in-depth understanding of the market. By leveraging our institutional point of view, industry insight and network, we can help our clients navigate complex regulatory trends and proactively respond and comply with change.
Our specialisms include:
The cost of compliance is high. The cost of non-compliance is higher. We helpi our clients to define and deliver effective Regulatory Reporting solutions to meet the data and transparency requirement across global jurisdictional regimes.
To keep abreast of the cyclical nature of policy making and rule implementation, we support our clients to understand the impact of and prepare a response for cross sectoral financial services legislation such as CSDR and MiFID review.
Legal and jurisdictional
Helping our clients navigate the impact of cross-functional jurisdictional or governance changes, such as LIBOR reform and fragmentation of post Brexit UK / EU regulatory frameworks.
Supporting our clients’ approach to the integration of sustainability and ESG considerations into the risk management and governance frameworks.
Regulatory requirements pertaining to managing a firm’s preparedness to tackle disruption events such as FCA, PRA and BoE rulings. Support our clients to prevent, adapt, respond to, recover and learn from operational disruptions.
Our regulatory and risk services supports our clients with:
Assisting clients in preparing for upcoming regulations
Helping clients to analyse more cost-effective and process efficient ways of managing the compliance process.